year. Although requesting ID documents from Thai shareholders have rarely been an issue, some listed companies have insisted that their proxies present the original ID documents. The new guideline
drafting the relevant notification that would cover the scope of products for which the business operators can provide services, being listed products on the Thai capital market and foreign capital
role in contributing towards the long-term financial well-being of Thai people. Accordingly, SEC welcomes business operators to provide the wealth advice services. The key of the 5-step process is to
for licenses as trading centers, brokerage firms and traders for digital assets from SEC.”Those seeking a digital asset license must contain the key qualifications as follows: (1) a Thai company as a
Professions (TFAC), the Association of Thai Listed Companies and audit firms in the capital market confirmed that the concept and principles of the auditor minimum could favourably contribute to higher quality
) the Government Pension Fund, (8) National Credit Bureau Co., Ltd., (9) the Thai Bankers Association, (10) the Government Financial Institutions Association, (11) the Government Savings Bank, (12) the
-related opportunities and risks that may affect investment portfolios. This will not only bring about optimal benefits to the asset owners but also help to develop the Thai capital market in line with the
Secretary- General participated in a discussion under the topic of “Cybersecurity in Finance and Banking to Protect Thai People from Becoming Victims of Cybercriminals” on 18 February 2023. The discussion
. The full list of the approved mutual funds and capital market products as well as fund prospectus and reports is available in Thai via this link: https://market.sec.or.th/public/mrap/MRAPDefault.aspx
principles in Section 77 of the Constitution.“On the occasion of the 28th anniversary, SEC has implemented the Regulatory Guillotine scheme that aims to revise regulations in all aspects for the Thai capital