from the impact, reflecting fundamental confidence on the part of the investors. Overall, the SET made a strong advance as the SET index climbed from 269 at the end of 2000 to 342 just prior to September
คอมเพล็กซ์รีเทิร์น 1YJ ห้ามขายผู้ลงทุนรายย่อย ชื่อกองทุน (อังกฤษ) : SCB Complex Return 1YJ Not for Retail Investors บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด วันที่อนุมัติจัดตั้ง : 11
Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on non-complex capital market products 1 Obtained a bachelor’s degree ✓ ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment
Examinations Fundamental Knowledge Related Rules and Appropriate Investment Advisory Knowledge on Non-complex Capital Market Products Person approved or registered to perform duties in the same manner as ASEAN
เอช คอมเพล็กซ์ รีเทิร์น 4 ห้ามขายผู้ลงทุนรายย่อย ชื่อกองทุน (อังกฤษ) : LH COMPLEX RETURN 4 FUND NOT FOR RETAIL INVESTORS บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุนแลนด์ แอนด์ เฮ้าส์ จำกัด วันที่
of credit risk to comply with international standards. Besides, pre-approval requirement for investment in SN will be removed.In addition, the funds investing in complex derivatives and SN will be
, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.
use since 2003 while the market landscape and the business operation have generally become more diversified and more complex. This proposed amendment would fine-tune the governing rules and prevent
use since 2003 while the market landscape and the business operation have generally become more diversified and more complex. This proposed amendment would fine-tune the governing rules and prevent
as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021