of factory in First Philippine Industrial Park in Batangas city and the ongoing construction of the dormitory and research and development center in during FY2017-FY2019 Unit: K PHP/THB CCPH Projection
number of KBank branches in this format to 14, in order to deliver a new customer experience through the use of self-service electronic machines. Meanwhile, we continued to provide services at five K PARK
) Types and Scope of Duties Qualifications Qualifications of Applicants for aApproval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex
) Types and Scope of Duties Qualifications Qualifications of Applicants for aApproval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
Technologies Unlicensed digital asset business 01/08/2024 Detail Lancer Technologies Co. Ltd., Lancer Technologies Website : https://lancertechnologies.com/ Facebook : N/A Line : N/A Address : Singha Complex
performance of duties with responsibility and deliberation as a professional*. SEC has therefore imposed a suspension of approval on {A} as investment consultant for Complex Products Type 2** and as
According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment