of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 3. Notification of the Securities and Exchange Commission KorNor. 23/2544 Re: Rules, Conditions and Procedures for
Duties as Marketing Officer of Securities Company / Commercial Bank 15. Report/Form (Notification of Securities and Exchange Commission) Form 113-2 Form for Changing of Information of Marketing Officers
SorThor/Nor 8/2551 Reporting of Offshore Securities Investment of Securities Company 12/03/2008 14/03/2008 4. Notification of the Office of the Securities and Exchange Commission SorNor 5/2551 Investment
. Notification of the Securities and Exchange Commission KorChor. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 3. Notification of the Securities and
on Investment of Securities Company according to Allocated Quota 20/06/2011 01/07/2011 11. Notification of the Office of the Securities and Exchange Commission 2/2553 22/01/2010 01/03/2010 12
Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4. Notification of Capital Market Supervisory Board
Derivatives Business 31/10/2017 01/12/2017 3. Notification of the Securities and Exchange Commission Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth