services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
มิถุนายน 2559VTE จะขออนุมัติที่ประชุมผู้ถือหุ้นให้อนุมัติการทำสัญญารับเหมาก่อสร้างโรงไฟฟ้าพลังงานแสงอาทิตย์และจัดหาเงินทุนให้แก่ GEP (Myanmar) Company Limited (GEP-Myanmar) ในประเทศเมียนมาร์หลายสัญญา มูลค่า
high yield investment via social media, it was found that Marnfah Group and its authorized director Ornpaphat Chantarasaka had solicited the public to make an investment with the company based on a
Arnokkaeo for manipulating the share price of Yong Thai Public Company Limited (YCI).Following the referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation revealed that Siwasit had
intention to conceal the fact and fabricating false evidence. She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses. Following a referral from
; (2) Exemptions from reporting for directors or executives who are spouses or cohabitating partners in the same listed company, if one of them has already submit the reports to the SEC. This shall
of different intermediaries amid the fast changing industry and technological environments. Some of the first focuses of the principles-based supervision include company policy, compliance system, risk
Securities Company Limited, had made trading orders before informing the client who did not make any objection and made payments for the trading transactions. The trading activities involved shares and
separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL
Bangkok, 6 January 2017 ? The SEC has ordered K.C. Property Public Company Limited (KC) to amend its annual financial statements for the year 2015 and the interim financial statements for the third