/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and digital asset exchange; · approved
regulator in a country recognized by the SEC Office. − − ✓ 4 Manager of a securities company or person with the highest responsibility in the work unit related to capital market.4 − − − 5 Fund manager
financial information. In cases where the SEC finds that the financial statements contain incorrect information or misstatement, it will order the company to rectify such financial statements and publicly
=100&qf=title_th_default&start=20&rows=10 21 - 30 of 691 results Sort by: Relevance Date (Newest) Date (Oldest) Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to
Sort by: Relevance Date (Newest) Date (Oldest) 5389se.pdf the database of directors and executives of securities issuing companies, the company shall: (1) notify the names and information via the
aware that only the original Thai text has legal force and that this English trans ) “Private fund management company” means any securities company licensed to undertake securities business in the
traded funds (ETFs) 27. Additional rules for property sector funds 28. Money Market Funds with constant NAV (MMF constant NAV) 29. Investment in funds under the same mutual fund management company