its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution/ Corporation/ Organisation (e.g. insurance company
Thailand by the following intermediaries who are licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution
1 แบบแจ้งการยกเลิกบัญชีผู้ใช้งานนิติบุคคลหรือคณะบุคคล (company account) วันที่ ..................................................... เรียน เลขาธิการสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์
) Settlement Committee Order No. 15/2019 Dated 24/07/2019 Mr. Porameth Rungrongtanin On November 16, 2018 Mr. Porameth Rungrongtanin acquired Digital Tech Planet Public Company Limited (DIGI) shares in the
ratio) 7 : 1 6 : 1 * ) 12 5. KPMG 2564 Big 4 Independence testing 6. KPMG 2564 Big 4 1 13 7. KPMG 2564* Big 4 (Listed company /partner) 22 2.84 * / portfolio allocation 2 108 / KPMG 2564 54
(staff/ partner ratio) 19 : 1 25 : 1 (staff/ manager ratio) 3 : 1 6 : 1 * ) 11 5. EY 2563 - 2564 Big 4 Independence testing 6. EY 2563 Big 4 1 12 7. EY 2563* Big 4 (Listed company /partner) 3.983 2.84
projects for more than two consecutive sessions. In case of any incidents viewed by the asset management company of having material impacts on the value of the infrastructure asset, or upon a request of the
ผู้ใช้งานนิติบุคคลหรือคณะบุคคล (company account https://www.sec.or.th/TH/Pages/LawandRegulations/ManualSelect.aspx
presentation, pages 35-37 and 41-43 for real-life examples 3.1 3.2 Review whether the company is already collecting climate-related data and leverage current disclosure (if any), such as Form 56-1, GRI, CDP and