transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
an employer is no longer able to continue the PVD plan, the asset management company managing such PVD must ensure that the employees receive full benefits within the period specified by law and
transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s
. 2535 (1992). Any listed company intending to enter into transactions related to digital assets or having inquiries on such transactions are welcome to call and discuss with the SEC at 0-2033-4644.
by default in related bonds, including subordinated perpetual bonds, and bonds issued by a company undergoing rehabilitation. ** Ultra-high net worth investors are: (1) A juristic person having
) และ Orientum Plus (ORTP) โดย Cloud Horizon Limited (7) Xenium (XENM) โดย Veritas Mining Companyก.ล.ต. ขอแจ้งว่า ทั้ง 7 รายข้างต้น ไม่ได้อยู่ในรายชื่อสินทรัพย์ดิจิทัลที่ได้รับอนุญาต หรืออยู่ภายใต้การ
Storage Property Fund (Montri Fund), established and managed by CIMB-Principal Asset Management Company Limited.Following the complaint against Nakul Chaiyanil, a former fund manager who prepared the
บริษัทออกตราสารหนี้ผ่านบริษัทที่ประกอบธุรกิจโดยการถือหุ้น (holding company) หรือศูนย์บริหารเงิน (treasury center)3) ขยายขอบเขตคุณสมบัติขั้นต่ำของผู้ประเมินภายนอกที่เป็นอิสระ (external review provider
capital market business personnel has lapsed since 31 December 2019 and he is not performing duties at any securities company. SEC has therefore banned Somchai from being personnel in capital market
subsidiary and listed company, which was deemed dishonest act causing damage to GGC. They committed the offense with nine associates who were raw material distributors, namely (3) Anatta Green Co., Ltd