executive) who trades company securities or derivatives while material information has not been disclosed publicly engages in insider trading. Likewise, any person who has a close relationship with an insider
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients
accredited investors. In this regard, certain qualifications such as audit work experience, past experience in certifying financial statements, and size of company, may be relaxed. It should be noted, however
ผูบ้รหิารบญัชผีูใ้ชง้าน Account Administrator การยืน่แบบแตง่ต ัง้ Account Administrator ระบบแจง้แตง่ตัง้ฯ Create ค ำขอโดย กำรกรอก e-Form Company account ระบบแจง้แตง่ตัง้ฯ Download ค ำขอ (pdf) & Print
concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis . · In the case where a covered management company in Hong Kong no longer wishes to offer a Hong
Companies shall comply with the provisions concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis. - In the case where a covered management company in
-02-26 เป็นผู้ลงทุนประเภทดงัต่อไปนี้ (โปรด เลือกเพียงข้อเดียวเทา่นั้น) I would like to affirm with MFC Asset Management Public Company Limited (the “Company”) that I am an investor who can be classified
(International Program), Thammasat University 1. Krung Thai Asset Management Public Company Limited: June 2013 – Current Position: Fund Manager / Investment Department 2. Kiatnakin Fund Management Company Limited
/1#5415 untitled (International Program), Thammasat University 1. Krung Thai Asset Management Public Company Limited: June 2013 – Current Position: Fund Manager / Investment Department 2. Kiatnakin
Investment Analysis on Securities3 and Derivatives Related Rules on Investment Analysis 6 Manager of a securities company undertaking derivatives business or person with the highest responsibility in the work