fine not exceeding ten thousand baht for every day during which the violation continues. The SEC therefore filed a criminal complaint with the ECD Police against these firms and the related persons. In

beneficial, while the proceeds from sustainability bonds will be for projects that offer environmental and social benefits.  Introducing both initiatives was a part of the 2nd ASEAN capital market

developments of business operators while ensuring appropriate investor protection. The GEMC meeting also agreed to the holding of the Outreach Program for Sustainable Financing in Emerging Markets by the

he received together with penalties. The investigation also revealed that during the client made the request for selling of investment units, {A} was serving another client. Without making any contact

the increase in stock price or index was not a key indicator of the capital market growth, while strong corporate governance (CG) of listed companies was found to be a key factor on well-protected

by a group of persons during July 21 - August 20, 2008, the SEC probed into the case and found that {A} {B} {C} {D} {E} and four other accomplices had colluded to trade UKEM shares through seven

spot market, open trading accounts and trade through website www.goldexasia.com.  It was, however, found that there was no gold delivery while payments were not made in full for trading transactions

investigation, during 13 November 2015 - 12 January 2016, Prasert, Poramaporn and Narumon executed trading transactions of BA shares in group and on a continuing basis, and matched trading orders among themselves

offering of newly issued securities during 2011. His actions were deemed as failure to comply with the auditing standards and the Notification of the Office of the Securities and Exchange Commission No

of Special Investigation (DSI) for manipulating the share price of TWZ Corporation Plc . (TWZ) during the following periods: (1) September 28 to October 26, 2007, (2) April 28 to May 15, 2008, and (3