applicant is qualified in accordance with Clause 10, it appears later that the applicant is unable to maintain the qualifications in accordance with the criteria specified in this Division, the applicant
unable to access risk or availability risk of information or the computer compliance which have a content covering the securities of information, computer system, server device and network zone. Compliance
company operate business inconsistent namely trading securities system was damaged and unable to operate in the normal condition etc. or an effect causing harm to the customer’s information or customer’s
[iii] been incapable of performing his duty, it shall: (1) be the general manger to temporarily perform the duty in lieu of those persons thereof, in case of domestic branch office or domestic online
] been discharged the position or [iii] been incapable of performing his duty, it shall: (1) be the general manger to temporarily perform the duty in lieu of those persons thereof, in case of domestic
] been discharged the position or [iii] been incapable of performing his duty, it shall: (1) be the general manger to temporarily perform the duty in lieu of those persons thereof, in case of domestic
] been discharged the position or [iii] been incapable of performing his duty, it shall: (1) be the general manger to temporarily perform the duty in lieu of those persons thereof, in case of domestic
interests of investors; (2) the branch office has serious fault in its operating system; (3) the management company is unable to maintain the qualifications or it has a statutory disqualification as
management company is unable to maintain the qualifications or it has a statutory disqualification as prescribed under clause 5. (Unofficial Translation) 5 Clause 13. The management company may provide
-redemption rate must be accompanied by the following statements: (a) in case of mutual fund under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due