related to day-to-day operation, for instance, business judgment, issues relating to staff or internal operation; ● Complaints under the process of the court’s consideration or cases having reached final
collaboration on enforcement efficiency in the digital age extension would create credibility and confidence in the operation of business operators as well as the execution of transactions in the capital market
regulation of audit inspection – has accepted the SEC to be its member. The SEC is also a member of ASEAN Audit Regulator (AARG) established under the co-operation of its members, i.e., Singapore, Malaysia
credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the intermediary shall comply with. In this regard, the
an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are inconsistent with the ever-advancing technologies and do not
managing potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a
potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a license
offenders have the right according to criminal justice procedure to clarify and present information and evidence to the respective authorities. In any case, the filing of a criminal complaint commences the
, Conditions and Procedure for Undertaking Digital Asset Businesses (No. 22) dated 3 January 2024: (https://publish.sec.or.th/nrs/10052s.pdf); 2. Notification https://www.sec.or.th/EN/Pages
: Relevance Date (Newest) Date (Oldest) SEC revises advertising rules for digital asset business operators Commission No. Kor Thor. 3/2567 Re: Rules, Conditions and Procedure for Undertaking Digital Asset