balance between supervision on securities offering and investor protection.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved relaxation of
officers of asset management companies to discuss and share views on business development and the board of directors’ roles are responsibilities regarding liquidity risk supervision. Now, the SEC is
and Related Entities > Secondary Market/Securities Registrar Regulations SHARE : Detail Content S econdary Markets / Securities Registrar Secondary markets Securities registrar Related rules
SHARE : SEC announces tech-led capital market development plan to create well-being for Thais Thursday 21 February 2019 | No. 20 / 2019 Bangkok, 21 February 2019 ? The SEC has announced key achievements
Sector Assessment Program by IMF and World Bank SHARE : Detail Content The Financial Sector Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's
Important Instructions for Completing a Complaint Form Matters under the SEC supervision 1. Matters under the SEC supervision in accordance with the governing laws. For example: · approved securities
Bangkok, December 23, 2015 - According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three
negligent with regard to supervision of the company?s core work systems. Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s