Mrs. Ayuporn Karnasuta Mrs. Ayuporn Karnasuta, Chief Executive Officer responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to prepare and
Mr. Chatchon Karnasuta Mr. Chatchon Karnasuta , Chief Executive Officer (Acting) responsible for the operation of K-TECH Construction Public Company Limited (“K-TECH”) failed to supervise K-TECH to
Ms. Jurairut Bonaitern Ms. Jurairut Bonaitern, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited
Mr. Rapeepat Katekawee Mr. Rapeepat Katekawee, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited
suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted principles and have reliable
broker shall give suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted
broker shall give suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted
from such client; (6) in the case of giving advice on derivatives, the derivatives broker shall give advice which is suitable to and in the best interests of each client, as well as monitor and supervise
and in the best interests of each client, as well as monitor and supervise to ensure that any preparation and giving of advice adheres to the generally- accepted principles and that such advice is
and in the best interests of each client, as well as monitor and supervise to ensure that any preparation and giving of advice adheres to the generally- accepted principles and that such advice is