under this Notification shall be stipulated to ensure corresponding compliance by the securities clearing houses with the Notification of the Capital Market Supervisory Board No. Tor Thor. 32/2559 Re
areas, namely: (1) the CMDF shall be established as a separate juristic person, not a government agency, and shall manage its operation independently from the SET, (2) an initial fund of 5.7 billion baht
Mr. Tanit Ratchanontanunkron Mr. Tanit Ratchanontanunkron, who is an authorized director of the MRC - BIZ Company Limited and is responsible for the operation of the company, shall be liable for an
and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 March 2008. Clause 2. The Notification of the Office of the Securities and
Notification shall come into force as from 1 March 2008. Clause 2. The Notification of the Office of the Securities and Exchange Commission No. SorNor. 62/2543 Re: Rules, Conditions and Procedures for
) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 March 2008. Clause 2. The
: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
undertake securities business; “Office” means the Office of the Securities and Exchange Commission. Clause 2. A securities company shall provide policy and regulation on operational control and information