nature of deceit or dishonesty or irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least
while remained competitive in protecting existing base. Following that, standalone broadband ARPU declined to Bt563 or -2% QoQ, in exchange for higher ARPH (average revenue per household) in the long term
telephone number of sukuk trustee; (b) binding agreement to constitute sukuk trustee throughout the maturity of sukuk for protecting beneficial interest of sukuk holders as stated in the trust instrument; (c
complete information to the marketplace and the CRAs they solicit to provide credit ratings. While aspects of the IOSCO CRA Code deal with a investor protection by safeguarding the integrity of the credit
subscription payment, and safeguarding of subscription money. - specify information on the underwriter such as name, address, telephone number, including the underwriting remuneration. (4) Method of unit
) appropriate guideline for risk assessment according to the degree of importance of the outsourced function; (6) information security system of a service provider for protecting the information of the
service provider for protecting the information of the intermediary and the clients; (7) measures for supervising a service provider to comply with the regulations relevant to outsourced function as