16 any’s directo ependent D mittee ector s and memb m January 17 as Indep aphon rector to rep Resignation tment of Ass Scope of P osal for Bus Public Com 6, 2018 has ors and cha Director and ber of the
Officer (“CFO”), chief accountant, the audit committee and the personnel of the SEC. To maintain financial reporting quality in accordance with the Financial Reporting Standards and to ensure useful
Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4
2018, and planned to expand the scope of its crude palm oil business, which will help boost the revenues and ensure the Company’s constant operating results. 3.2 Calculation of Transaction Size 3.2.1
investors to invest in a diverse range of securities products. By requiring that all types of securities offering to high net worth investors be proceeded through intermediaries, the proposed revision would
, registration fees, approval fees or operating fees; (3) the determination of scope and practices as regards the duties of the subcommittees and relevant officers under this Act; (4) the prescription of a
derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The
securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
its scope of the review or audit by the TSF’s executives of the securities issuer for that the financial statement. However the auditor has performed his duties on auditing or reviewing and expressed