. Notification of the Securities and Exchange Commission KorKhor. 26/2547 Application Form for Obtaining a License to Undertake Securities Businesses in the Category of Brokerage, Dealing and Underwriting of
Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis) 26/09/2000 01/01/2001 5. Notification of the Securities and Exchange Commission 18/05/1992
. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10
Dealing of Foreign Securities (No.2) 15/10/2009 01/11/2009 6. Notification of Capital Market Supervisory Board TorThor 1/2551 Rules, Conditions and Procedures for Brokerage and Dealing of Foreign
e-service Online Submission See canceled document Securities Dealer Business >> Securities Dealing (Section 114) Type Title Section See Document Status Notified Date Effective Date 1. Act
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1 องค์ประกอบ 8 ด้านในการดำเนินธุรกิจเพื่อให้บรรลุเป้าหมาย fair dealing แต่ละด้านมีความมุ่งหวัง ดังนี้ ด้านที่ 1 การจัดโครงสร้างองค์กร บทบาทของคณะกรรมการ และหน้าที่ของผู้บริหารระดับสูง คณะกรรมการและ
client or is necessary and useful for the client in the situation at that time; (2) dealing the transaction similarly to arm’s length transaction basis; (3) conforming to additional conditions (if any), as
quarter of 2020 were Baht 177 million, a decrease of 17 percent compared to the third quarter of the previous year, mainly due to a decrease in the market share of the Company. 1.2 Fee and Service income
of the Securities and Exchange Commission: (1) The securities companies licensed to undertake all securities businesses in the category of securities brokerage, securities dealing, investment advisory