Supervising Those who are in Contact with Investors ■ Promotion of Good Corporate Governance ■ Development of Legal Framework to Afford Better Protection for Clients’ Assets and Provide Mechanism for Investors
) providing analysis, advice or planning of investment for clients. Clause 5 Personnel in the capital market business performing functions under Clause 4(1) are persons holding the following positions
near future then pass a unanimously resolution authorizing the Executive Committee to proceed to take legal actions immediately against related debtors and guarantor to collect the debts as much as
/2556 15/02/2013 01/04/2013 11. Notification of Capital Market Supervisory Board TorThor/Khor/Dor/Nor. 62/2552 Determination for Securities Companies to Proceed with Customer Complaints 03/08/2009
person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records, who are capable and have experiences beneficial to business operation; (3
, who are capable and have experiences beneficial to business operation; (3) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control
days as specified in units offering circular of foreign collective investment scheme distributed in country where home regulator is located except the said specified [business] hours and days are not
. Currently, SRT holds 20 percent of the total sold shares of Laemchabang International RO-RO Terminal Limited (“LRT”) and GCT holds 80 percent of the total sold shares of LRT. All of GCT’s shares are held by
I.C.C. International Plc. - Shareholding ratio 12.73% in O.C.C. Plc. Directors who are stakeholders : Mr. Manu Leelanuwatana is the Company's director of - Saha Pathana Inter-Holding Plc. - I.C.C
is latest total value 115,839,434 Baht. The details of the transaction are as follows: 1. Date, month, year of entering into the transaction (agreement date) June1, 2020 or the date of possession of