condition that the companies have in place a robust conflict-of-interest preventive system. In addition, the SEC procedure for approval of securities company executives, fund managers and investor contacts

’ list and then may exercise the right to appeal such DBD’s decision.According to Section 42 of the Administrative Procedure Act B.E. 2539 (1996), an administrative order shall be effective since the

risks and sufficiently determine other audit procedures to consider the cause of such discrepancy and impact on accuracy of other accounts. Moreover, he did not determine any procedure to verify the

revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove

additional information for further investigation and legal action.  Please be informed that filing a criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will

, and Patra agreed to enter the settlement procedure. The Settlement Committee, therefore, imposed a fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on the four of them, respectively.

Securities and Exchange Act of 1992 in conjunction with Sections 86 of the Criminal Code. The five offenders had expressed their initial intention to enter settlement procedure, but later failed to do so

parties to effectively deal with the impact of flooding including operational procedure in case of emergency and preparation of backup plans with a view to facilitate continual securities trading,? said Mr

parties to effectively deal with the impact of flooding including operational procedure in case of emergency and preparation of backup plans with a view to facilitating continual securities trading,? said

1-31, 2007, respectively.  Five more suspects relevant to the cases expressed an initial intention to enter the settlement procedure. The SEC will announce the settlement results in due course. The