a way to take advantage of other persons. In addition, Miss Malita assisted or facilitated for Mr. Sarath by allowing him to use her securities trading account and involving in financial
AIMC proposal, contributions (savings) to EMF will take advantage of tax incentives or exemption for revenue taxes while earnings will be tax-free and benefits for the designated beneficiaries will not
especially a violation of the SEC?s Rules and Regulations governing the conducts of investor contacts. In the case of Surat, his misconduct was deemed to be an unfair advantage-taking from the investor
evening.His action was deemed using inside information to take advantage of the others in contravention of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and thus liable to the penalty
the case and found that from April 7 to 21, 2010, Swake had, via other persons? securities accounts, purchased 5,000,000 PLE shares in the manner that taking advantage of the others by using PLE
a {X1} director, had purchased 1,030,000 {X1} shares through trading accounts of {B} and {C} in the manner that taking advantage of the others for the benefit of himself and others. His action was
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and
gradually sold them off afterwards to make profits for himself. Ratchanon?s misconduct is deemed taking advantage of investors in violation of Section 241 of the Securities and Exchange Act B.E. 2535
the public on June 18, 2009. As his action is deemed taking advantage of investors in violation of Section 241 of the SEA subject to liabilities under Section 296 of the Act, the Settlement Committee