continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a
SEC?s further investigation has revealed that while working at Globlex, {A} made trading orders for the securities and derivatives accounts of her clients who had given their usernames and passwords to
derivatives trading orders on behalf of a client. She admitted making trading decisions and sometimes submitting internet trading orders on behalf of the client. Moreover, {B} and Kantanapat, the securities
the share price manipulation of Chai Watana Tannery Group PLC (CWT) by handling the trading orders of CWT shares for a group of persons. She also traded CWT shares for herself through Mr. Payut
share prices of Focus Development and Construction PLC (FOCUS) and Inter Far East Engineering PLC (IFEC) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders
The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court
retention of the source of securities trading orders. SEC Act S.113 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 42/2025 Dated 25/04/2025
asset exchange and brokerage licenses intending to offer meme token trading services must send such trading orders to sourced exchanges solely in their capacity as broker, without misleading the general
October 26, 2007, (2) from April 28 to 15 May 15, 2008 and (3) June 23-24, 2008 was done by Auttawut Phaichai and Patinya who jointly purchased and sold TWZ shares in a series of trading orders with the
price of Raja Ferry Port Public Company Limited (RP) by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price