notification is implemented/enforced practically, transparently and effectively. 10. Seek approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the
statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had directed TIES to rectify its 2014 financial statements due to the auditor’s
information for sale ICHI shares. In addition Mrs.Eng aided and abetted Miss Supanee sold 10,263,300 of ICHI shares between January 23, 2017 and February 23, 2017, before the inside information was publicly
information for sale ICHI shares. Miss Supanee actually sold 10,263,300 of ICHI shares between January 23, 2017 and February 23, 2017, before the inside information was publicly disclosed on 23 February 2017
PowerPoint Presentation CORPORATE GOVERNANCE FOR ASIAN PUBLICLY LISTED FAMILY-CONTROLLED FIRMS Dr. Tony Tan, CFA Co-Head, Ethics, Standards & Professional Conduct 6 December 2017 Bangkok, Thailand
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