, to be consistent with the rules applied to local issuers, foreign issuers are still subject to ongoing after-sale disclosure requirements, with certain relaxation on the documents required. The hearing
companies from the Bank of Thailand. Invitation letters for seminars, information on the consideration of wrongdoing, information on the results of inspection; The Enterprise Content Management System of the
agencies: Data for consideration of approval and inspection of wrongdoings from the Bank of Thailand (BOT), the Office of the Insurance Commission (OIC). In the case where no wrongdoing is detected, the SEC
kind of wrongdoing.?Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry
debate within the board of directors, and ongoing engagement and dialogue with shareholders) makes the company more attractive to investors and lenders. In a region where corporate governance risk remains
สินทรัพย์ดิจิทัล ๓. การกำกับดูแลผู ้ดูแลสภาพคล่องตลอดระยะเวลาที่ปฏิบัติหน้าที่ โดยมีการติดตาม การปฏิบัติหน้าที่ (ongoing performance) ของผู้ดูแลสภาพคล่อง ๔. การกำหนดมาตรการลงโทษผู ้ด ูแลสภาพคล่องและเหตุเพิก
representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers. This revision of the Terms and Conditions is a result of the ongoing collaborative efforts between the SEC
Bangkok, November 17, 2009 ? The SEC will hold a seminar on ?Preparing for Compliance with International Accounting Standards? for securities companies and derivatives brokers, as part of the ongoing
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to