Fund Management) Circular Letter No. SEC (Wor) 24/2552 Re: Clarification for Understanding of Private Fund Management Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment
(“HK-TH MRF MoU”); (ii) the Circular on Mutual Recognition of Funds between Thailand and Hong Kong issued by the SFC on 20 January 2021, as amended from time to time (“SFC Circular”); and (iii) the
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Circular The Securities and Exchange Commission, Thailand 333/3, Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand Website: www.sec.or.th Email: hongkongmrf@sec.or.th Page 1 of 15
Securities and Exchange Commission) Checklist: Documents for a Renewal of Custodian of Private Funds 13. Circular 8/2548 28/02/2005 14. Circular KorNor. 34/2547 30/12/2004 Contact The Securities
Officer 9. Report/Form (Notification of Securities and Exchange Commission) Form EF-4 Revocation of Certifier or Authorized Officer 10. Circular 6/2550 15/03/2007 11. Circular 12/2547
Securities 28/03/2008 16/04/2008 7. Notification of the Office of the Securities and Exchange Commission 52/2552 21/10/2009 01/11/2009 8. Circular 20/2556 29/03/2013 9. Circular 33/2553 22/12
Failed to Maintain Financial Condition 02/12/2015 16/12/2015 6. Report/Form (Notification of Securities and Exchange Commission) 28/06/2010 7. Circular 10/2555 10/07/2012 8. Circular 10/2553