and the volume of MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1)(2) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed
and the volume of MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1)(2) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed
the volume of MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1)(2) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed with
and the volume of MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1)(2) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed
trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement
a general approval for individuals who have been ready to perform the duties of PF/DF marketing agents, (2) the relaxation of work system requirements to focus only on those essential for duty
definitions of ultra high net worth investors (UHNW);(2) relaxation of ratio and product limits for mutual funds which are offered to institutional investors and UHNW whereby investment in any type of financial
, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved the relaxation on rules applicable to mutual funds for AIs (institutional and high net worth investors). The relaxed
by the said issuer or sponsor, respectively.Besides, relaxation of rules is also proposed to allow FA to provide service for securities issuer or sponsor in cases where staff of FA?s investment bank
total number of REIT units sold, the limit applicable to other unitholders. The relaxation aims at enabling trustee participation in firm commitment deals of underwriting REIT units. The above amendments