the 3rd defendant to jointly pay such civil penalty; (2) The 2nd defendant and the 3rd defendant shall personally pay the civil penalty in the amount of 2,000,000 Baht for each; (3) The 2nd
The Ministry of Finance (MOF), the Securities and Exchange Commission (SEC), the Association of Investment Management Companies (AIMC), and the Stock Exchange of Thailand (SET) jointly announced a
prepared to address such risks. Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, acting Secretary-General, and Ms. Gita Sabharwal, the United Nations Resident Coordinator in Thailand, jointly
withdrawal slip, failed to make proper verification before she jointly co-signed company payment checks or withdrawal slips in advance with another authorized director, causing the company to suffer losses
Plc. (SECC) with the power to sign company check or withdrawal slip, failed to make proper verification before he jointly co-signed company payment checks or withdrawal slips in advance with another
advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC
different company names such as Global Investments Far East Limited and Global Investments International Limited. The aforesaid person jointly operated securities business without obtaining license from the
handle suitable portfolios for investors through different company names such as Global Investments Far East Limited and Global Investments International Limited. The aforesaid person jointly operated