anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this Notification, the anti-money laundering legislations
6. Securities company must designate an anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this
เปิดอีกด้วย • นาเทคโนโลยีดิจิทัลมาใช้ในการตรวจจับและบังคับใช้ กฎหมาย (e-Enforcement) ดาเนินการโครงการ Corporate Surveillance System (CSS) และโครงการ AI enforcement โดยมีการพัฒนาและปรับปรุงโมเดลอย่างต่อ
the transaction will be beneficial to GOLD. The SEC, however, had an observation on appropriateness of asset valuation, weighted quality score method adopted, selection of comparable assets as well as
Juvenile Observation and Protection, Ministry of Justice Chief of the Ministry Inspector General, Ministry of Justice Director General, Legal Execution Department, Ministry of Justice Deputy Permanent
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might
information control: Specify whether, and how, the REIT Manager has a policy and method for monitoring the use of inside information for directors’, executives’, or other relevant parties who might by chance
เรียบร้อย (market surveillance) ระบบชำระราคาและส่งมอบสินทรัพย์ดิจิทัล [Digital Asset Exchange] ศูนย์ซื้อขายสินทรัพย์ดิจิทัล ระบบการรับลูกค้า การพิสูจน์ยืนยันตัวของลูกค้า ระบบการรับลูกค้า (customer onboarding