should not leave their fund passbooks and savings passbooks with https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6552 SEC suspends three investment consultants for failing to perform duties with
passbooks and savings passbooks with https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6552 SEC suspends three investment consultants for failing to perform duties with responsibility could influence the
loss to the account holder Failing to comply with a client’s instruction Solicitation to purchase securities causing a loss of money Others, please specify………………………………………………………………………… Others, please
- - + 139.0 + 100.0 - - - - - - Gain on losing control of investment in a subsidiary 64.4 1.8 82.6 2.5 - 18.2 - 21.9 - - 49.5 3.3 - 49.5 - 100.0 Others 1 320.1 8.8 214.6 6.5 + 105.5 + 49.2 47.8 8.6 83.2 5.5
Commission (SEC) has passed a resolution ordering a temporary suspension of Zipmex Co., Ltd.’s services as digital asset exchange and digital asset broker for failing to rectify its financial condition and
; (5) having the study or research results that show the possibility of providing innovative financial services; (6) having no record of violating or failing to comply with the regulations or conditions
study or research results that show the possibility of providing innovative financial services; (6) having no record of violating or failing to comply with the regulations or conditions related to
from the approval date; (5) having the study or research results that show the possibility of providing innovative financial services; (6) having no record of violating or failing to comply with the