subject to public oversight. 3. The system of public oversight shall be governed by non-practitioners who are knowledgeable in the areas relevant to statutory audit. Member States may, however, allow a
businesses and educate investors so that they become knowledgeable and capable of managing their own risks,” added the Finance Minister.Mr. Pichit Akrathit, Chairman of the SEC Board, said: “Capital market
investment decision of the public, appraisal requires a knowledgeable, capable and responsible person to perform. The SEC have stipulated the undertaking of the asset appraisal by an appraisal company whose
reports for clients' review 4. Equipped with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and
reports for clients' review 4. Equipped with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and
increase or decrease of credit limit suitable for clients’ repayment ability, and updating clients’ information and reviewing each client’s credit limit at least once a year; (3) appointing a committee to
increase or decrease of credit limit suitable for clients’ repayment ability, and updating clients’ information and reviewing each client’s credit limit at least once a year; (3) appointing a committee to
increase or decrease of credit limit suitable for clients’ repayment ability, and updating clients’ information and reviewing each client’s credit limit at least once a year; (3) appointing a committee to
อัตราส่วนการลงทุนตามภาคผนวกนี้ใช้ส าหรับการลงทุนของกองทุน AI เพื่อให้เป็นไปตาม อัตราส่วนการลงทุนในเร่ืองต่าง ๆ ดังนี้ 1. single entity limit (ไม่ใช้กับกองทุนรวมส าหรับผู้ลงทุนในต่างประเทศ) 2. group limit (ไม่
การคำนวณอัตราส่วนการลงทุน (company limit) ของหลักทรัพย์หรือตราสารหนี้ที่ซื้อด้วย 3. ในการทำธุรกรรม reverse repo บริษัทจัดการต้องคำนวณ company limit ทั้งของคู่สัญญา (ผู้กู้) และผู้ออก