payment and related evidentiary documents under Paragraph 1 shall be certified with the signature of the authorized person of the licensees. Clause 16 A securities company licensed to undertake securities
payment and related evidentiary documents under Paragraph 1 shall be certified with the signature of the authorized person of the licensees . Clause 16 A securities company licensed to undertake securities
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
the form as publicized in the SEC’s website. Signatures of audit firm’s leader and authorized director are required. (6) Photocopy of the applicant’s passport. Signature of the applicant to certify true
Qualifications of Debenture Holders’ Representatives and Authorized Actions of Debenture Holders’ Representatives (codified)
investors, and are divided into two categories: Category A Investor Contact and Category B Investor Contact; (3) “Category A Investor Contact” means any investor contact who is also authorized to analyze
into two categories: Category A Investor Contact and Category B Investor Contact; (3) “Category A Investor Contact” means any investor contact who is also authorized to analyze value or suitability of