mutual funds as an investment instrument for the benefit of the Thai capital market at large. Over time, the SEC and the AIMC have consistently worked together on various fronts, including industry
originally intended by the investors. Such wrongful acts incurred damages onto several clients, at an initial large sum of 74.8 million baht. SEC has considered that Napasook failed to perform duties or
established, we believe that such fund will benefit the issuer, investors, related business operators, the capital market and the economy at large,” said SEC Secretary-General Ruenvadee
}, GSTEL executive and (4) {D}, GJS director and executive. The SEC found that in early 2008, GSTEL and GJS, its subsidiary, made advance purchase orders of a large amount of steel from overseas suppliers at
sustainable growth of the market – the key mechanism for the development of the financial system and the economy at large.
mai. This manipulation involved continuous trading activities both before the morning trading session and during intraday trading. Examples include placing large-volume buy and/or sell orders across
price and/or trading volumes of COMAN stocks during 24 May – 18 June 2021. Their activities included driving the COMAN stock price upward and matching large-volume trading orders within the group
received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on behalf of client and seeking benefits from the client during the performance of duties
prices in the approximate periods that caused the client to suffer loss, eventually. {A} received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on
on current, transparent and qualified data. The credit approval processes and systems are designed to align with customers’ characteristics. Medium and Large Business customers with sophisticated