relevant ethics. 5. Having a performance appraisal system of personnel for every unit. 6. The personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have
personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have knowledge and understanding of all type of financial instruments in which the fund may invest
turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion
SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view
, suppliers and partners. More listed businesses in each province will benefit the growth of Thai capital market and economy. The Project participants have become change agents to raise awareness among local
work together to raise awareness of and drive higher levels of environmental disclosure in Thailand, in line with the recommendations from the Task Force on Climate-related Financial Disclosures (TCFD
Capability 11 Environmental Management Capability 12 Environmental Management Capabilities Objectives • Integrating the Environmental Awareness into Operational Process • Providing Knowledge about GRI
of related parties. · ethical requirements; · the firm’s competence to conduct the audit , for example: · Firm personnel have knowledge of relevant industries or subject matters; · Firm personnel have
important matters for consideration on the firm’s competence to conduct the audit, for example: - Firm personnel have knowledge of relevant industries or subject matters; - Firm personnel have experience with
investment channels will be created to serve the public needs, such as convenient stores, modern trades. The initiatives would help raise public awareness and understanding in savings and investments and