company licensed to undertake securities business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment
duties and rules on conflicts of interest for directors, and introducing characteristics that would make an individual unfit to be a director. Shareholder’s rights to amend the meeting agenda, approve
excess of their shareholding on a private placement basis to Mr. Somprasong Panjalak who are not a connected person of the Company, at the offering price of THB 1 per share (the “Private Placement Offering
individual buildings The issuer certifying an individual asset shall: • report the bond term; • report the emissions intensity target for the bond established by the low carbon trajectory and bond term
auditors were inspected as part of the SEC’s individual auditor approval process. Out of these twenty eight auditors, nine of them newly applied to be the registered auditors while the remaining were in the
presentation has been provided to you by Grantham, Mayo, Van Otterloo & Co. LLC (“GMO”) for illustrative purposes only, is intended exclusively for the use of the person to whom it has been delivered by GMO, and
All 4 past returns.5 With data on each fund’s holdings of individual stocks, we can compute the value- weighted, fund-level systematic risk loading, which we refer to as the holding-based fund beta
Directive Given to Authorized Juristic Person (No. 12), and five Notices of the Competent Officer of Foreign Exchange Control, effective November 8, 2019, which contains the salient points as follows: 1
statement and draft 3 prospectus to obtain approval from the Office of the Securities and Exchange Commission. Digital tokens may only be offered to investors of the types and conditions specified by the
principles can be adapted by each company to best fit the individual firm’s functional needs. If they choose not to comply with any principles, they should explain thoroughly the reasons for not doing so. 2