Microsoft Word - เอกสาร hearing-sukuk-hearingรอบ2.doc เอกสารรับฟงความคิดเห็น เร่ือง รางประกาศเกี่ยวกับหลักเกณฑการออกและเสนอขายศุกูก สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http
any country or any sector. For example, a higher-than-80-percent concentration in any sector would represent high risk. In addition, a risk warning statement would have to be printed on the cover of
draft guidelines of the Association that has been approved by SEC*. The guidelines contains details on :1) preparation of the service model responsible by a high-ranking executive officer; 2
limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1. The process for wealth
company may have to take on more burden of appointing new auditors from other audit firms. Given such a scenario, audit firms should recruit sufficient auditors in the capital market to perform high quality
conditions as follows: (1) If other businesses do not have a high investment value and have systems in place to support their work and financial condition as specified, business operators may undertake
process and recommending suitable investment. (Suitability) Investing in primary and secondary markets is restricted for qualified investors with knowledge, experience and high net worth who can