for business intermediaries (trading centers, brokerage firms or traders) is required to identify themselves to service trading of Libra in Thailand.Protection of Personal Information: The public
private equity firms, or the “SME Startup PE VC” working group, was set up. The group, comprising representatives from various government and private agencies, including the Stok Exchange of Thailand
effective stewardship to Thai market participants. In addition, it also served as a forum for strategic coordination among leading institutional investors, financial firms, and public sector leaders to
for a number of asset management firms, we can provide information on return comparison and investment advice suitable for investors? profiles. Securities companies also serve investors with need to
ดังกล่าวก่อนใช้บริการด้วย (2) การห้ามผู้ https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10018 Behavioral finance to play a bigger role in mutual fund development asset management firms, and
adequacy of firm’s procedures? 2 For firms without designated Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and
responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the adequacy of firm’s procedures? 2 For firms without designated
firm to enhance the overall strength of audit firms in the capital market SEC public hearing on proposed principles for shelf filing ICOs in soft power industries to promote Thailand’s digital economy
Performance Standards: GIPS®) สำหรับบริษัท (For Firms) 2020 ข้อเสนอแนะของคณะทำงานเพื่อพัฒนากรอบการเปิดเผยข้อมูลทางการเงินที่เกี่ยวข้องกับสภาพภูมิอากาศ ( Recommendations of the TCFD) กองทุนรวม
requirement of minimum number of auditors in the capital market in an audit firm to enhance the overall strength of audit firms in the capital market SEC, SET and IOD jointly host a seminar on “Preventing