Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who

, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013

proper licenses granted, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31

N.A.T. (Thailand) Company Limited N.A.T. (Thailand) Company Limited (N.A.T.) operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003

Mr. Teerayut Hemput Mr. Teerayut Hemput operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions

Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 62/2024 Dated 27/08/2024

. Such action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 25/06/2009

action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 25/06/2009

16 of the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 20/02/2013

the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. DV Act S.16 Criminal Complaint Filed with an Inquiry Official Dated 20/02/2013