1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and
4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in
, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company
รายงานผลการจัดอันดับความยาก-ง่าย ในการประกอบธุรกิจของธนาคารโลก ประจำปี 2563 ด้านการคุ้มครองผูล้งทุนเสียงข้างน้อย (Protecting Minority Investors) เผยแพร่เมื่อวันที ่17 มกราคม 2563 ท่านสามารถ download
livelihoods and increase prosperity Ensuring environmental stewardship towards a zero-carbon society We are committed to preserving and reducing the impact of climate change B e a B a n k o f S u s t a i n a b
executives? and personnel's capability, and promotion of innovation and responsible business operation, and (3) to monitor and disclose information by ensuring appropriate risk management and internal control
notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of
Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of operation before and after
in the notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures
เดียวกัน ให้ระบุข้อมูลดังกล่าวไว้ด้วย หลักเกณฑ์การประเมิน Ease of Doing Business : ในหัวข้อ Protecting Minority Investors มีการประเมิน extent of corporate transparency index ซึ่งพิจารณาจากการเปิดเผยข้อมูลใน