the Standards from Malaysia, the Philippines, Singapore and Thailand. The ACMF also launched a framework on cross-border publication of research reports to facilitate better information flow of ASEAN
consultant under a signatory member of the Memorandum of Understanding on the ACMF Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment
Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment units without high-risk or complex characteristics issued and offered for
per shares Baht 9.645 Total Buying price : 72.34 Million Baht Proportion of holding shares in WPS Before buying shares : 84.50% After buying shares in this time : 99.50% 4. The shareholding structure
relationship and are not related persons of the Company. 3. Details of transactions Type of securities : Ordinary shares Number of share : 250,000 shares with price per shares Baht 9.645 Total Buying price
flows from investing activities resulted from advance payment for buying the machines for production and from investing in government bonds. Cash used in financing activities was the cash payment for the
result, the price and trading volume of PICO’s shares were not in a normal market condition, and investors in general were misled to understand that a large number of investors were interested in buying
session. Besides, {A} admitted that she advised the client to sell the other securities to settle the buying order which the client agreed and asked her to submit the selling order via mobile phone
result, Chantip gained illegal benefits from such buying. Moreover, during 12 July – 10 August 2018, after Chantip knew negative non-public information that the operating results of UVAN in the second
higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the