a representative from Social Enterprise Thailand together with knowledge and understanding of the preparation and process for fundraising through the capital market.”___________________

unit holds shares or directorship in the issuer or the sponsor without holding any management position in FA or directly involving in the team responsible for preparation of the said issuer?s securities

world. SEC thus promotes application of ESG principles in the Thai capital market in all aspects, from the areas of products, issuers, investors and the preparation for readiness of intermediaries* as

Official Dated 16/10/2017 misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting

board should ensure accurate, timely and complete disclosure of shareholder resolutions and preparation of the minutes of the shareholders’ meetings.​ Principle   1  |  2  |  3  |  4   |  5  |  6  | 7 | 8 ​

>   Fundraising >   Equity Instrument >   Share >   Related Manuals and Guidelines Regulations SHARE : Detail Content ​​Equity Instruments   Shares   Related Handbooks/Guidelines Handbook for the Preparation of

>   Management of Mutual Fund >   Preparation of mutual fund reports Regulations SHARE : Detail Content ​​​​Management of Mutual Fund​ ​ 9. Preparation of mutual fund reports ​ ​​Submit to the SEC ​Disclose on the

abetted the falsification of AMAC’s documents and accounts or preparation of incorrect 2008 and 2009 financial statements concerning purchasing raw materials, hiring for spare parts mold production, selling

colluded, or aided and abetted the falsification of AMAC’s documents and accounts or preparation of incorrect 2008 and 2009 financial statements concerning purchasing raw materials, hiring for spare parts

aided and abetted the falsification of AMAC’s documents and accounts or preparation of incorrect 2008 and 2009 financial statements concerning purchasing raw materials, hiring for spare parts mold