capital market to focus on offering financial advisory and planning services that can be accessed by a wider public at a low cost. ” SEC joins with business operators in the capital market from consulting
Bangkok, February 12, 2013 ? The SEC places a high priority on raising the quality of information disclosure of listed companies, particularly management discussion and analysis (MD&A) in the annual
. 3. The securities company permitted a person having prohibited characteristics to be its executive and failed to report to the SEC. In the past, such person was suspended from duty of marketing
companies and create enterprise value and returns on investment in a sustainable manner. Institutional investors are advised to apply questions posted by their foreign counterparts at the upcoming annual
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th
The allegation is a consequence of various complaints lodged to the SEC in relation to the increased debt of THB 26,000 million of EARTH following its submission of the financial statement for the
person appointed by the management company to act as a mutual fund manager and it appears later that the information specified in Form 117-6 has changed, the management company shall prepare and submit a
executive of a financial institution whose license is revoked, unless an exemption has been granted by the Office; (4) Having been removed from a position of director or manager in accordance with Section 144
GIFT by accepting returns in cash and newly issued shares of GIFT. Additionally, RS will acquire existing GIFT shares from its related parties, i.e., a major shareholder by the name of Mr. Surachai