ด้านการเงินและการลงทุน (Financial and Investment Literacy) แก่ประชาชนขยายวงกว้างและมีแบบแผนยิ่งขึ้น นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวว่า “ก.ล.ต. ให้ความสำคัญกับการเสริมสร้างความรู้ความเข้าใจ

questions cover personal data, financial status, financial knowledge and experience, investment objective as well as risk appetite and willingness to take risks. For instance, it may be the case that young

response to investors? demands. The newest version serves investors with more versatility. To begin with, ?asset allocation? enables users to experience allocation of their investment in various assets  and

determination of offering price, providing that intention to subscribe the underwritten securities must be clearly disclosed in prospectus and preventive measure for conflict of interest between financial advisor

SEC Secretary-General Rapee Sucharitkul revealed that “the financial reports are crucial for investors’ investment decision-making. The independence of auditors, which plays an important role in

or cooperated with clients in trading securities in such a manner that is inappropriate for clients? financial conditions, performance of obligations or investment limitation. Such conducts may be

mobilization for businesses of all sizes while promoting financial and investment education for the public; Premier: establishing the SEC brand as a world-class regulatory agency driven by experienced

any securities; “general advice” means giving advice to any person regardless of the purpose of investment, financial position and desire of such person; “specific advice” means giving advice to any

products, the SEC and the Associations discussed an importance of financial planning. The banks? investment consultants should be equipped with capability to provide preliminary advice for investors to raise

Financial Analyst (CFA)  Certified Investment and Securities Analyst Program (CISA)  Certified Financial Planner (CFP)  Financial Risk Manager (FRM)  อ่ืน ๆ