information in evaluating the circumstance or relationship that may be a threat to independence. • Staff may gain unauthorized access and may abuse that information. • The audit firm may lack necessary
] exploitation of investors or lack loyalty or practice on code of conduct as a professional specified by the SEC Office, associations, or agencies related to capital market approved by the SEC Office, or [iiii] a
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
เพื่อทราบถึงช่องโหว่ของระบบ (vulnerability scanning) และการใช้ประโยชน์จากช่องโหว่ (exploitation test) ทั้งนี้ ผู้ประกอบธุรกิจต้องจัดให้มีมาตรการควบคุมเพื่อให้กระบวนการทดสอบส่งผลกระทบต่อการปฏิบัติงาน น้อย
legitimate fund-raising instruments and protecting investors from fraud and embezzlement, as well as preventing the exploitation of digital assets to facilitate illegal transactions. The two laws, coming into
measure or mechanism which may support the management of the REIT with fairness to and no exploitation of the REIT and such management is in accordance with the rules as specified in the Notification of the
of responsibility or deliberation, [iii] exploitation of investors or lack loyalty or practice on code of conduct as a professional specified by the SEC Office, associations, or agencies related to
concealment of facts that should have been notified explicitly in material matter that may affect the decision making of the shareholders, investors or connected persons; 3. unfair treatment or exploitation of
อย่างเข้มงวด เพื่อทราบถึงช่องโหว่ ของระบบ (vulnerability scanning) และ การใช้ประโยชน์จากช่องโหว่ (exploitation test) ทั้งนี้ ผู้ประกอบธุรกิจต้องจัดให้มีมาตรการ 23 ล ำดับ ค ำถำม ค ำตอบ ควบคุมเพื่อให้
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...