has been established. 2. Preparation and submission of the pooled fund data report to the SEC The AMCs would be required to prepare and submit the pooled fund data report on the essential information
regulations for their respective markets.The ARFP is an initiative to facilitate cross-border offerings of mutual funds among APEC member economies. Essentially, a fund established in the home country and
trust established with an objective to seek benefit from investment pools for investors as securities issuer under the Securities and Exchange Act of 1992. Defining trust as securities issuer aims to form
structure, business expansion or production capacity. Such PE investment in newly established business or non-listed company is called venture capital (VC). An investment of PE aims for making profits and
holding other company?s stocks ("holding company"). The amended regulations specify that holding company must hold shares in its subsidiaries that are categorized as its core business (either established in
financial institution established under specific law. ?Recently, bills of exchange have been actively used for fundraising not only from institutional investors but also from private individuals either
organizations under the newly introduced framework are public organization, provincial administration organization, municipality, Bangkok Metropolitan Administration, Pattaya City and juristic person established
, a few post retirement funds have been established while the number of retirees keeps growing rapidly. Other countries, Australia, for example, see the importance of this type of fund to promote self
region.?? ------------------Notes: 1. The ASEAN Capital Markets Forum (ACMF) is a high-level grouping of ASEAN securities regulators established under the auspices of the ASEAN Finance Ministers in 2004.2
1property fund and REIT in terms of return, investment policy, and fee as well as tax impact. The Type 1 property fund must sell the assets to newly-established REIT for an exchange of unit trusts and the