found that {A} did not record a number for securities trading orders submitted for a number of clients. {A} admitted that he took trading orders via mobile phone.Failure to keep complete record of the
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
/ Mrs. นางสาว/ Ms. ชื่อ/ Name: นามสกุล/ SurName: โทรศัพท์/ Telephone No.: มือถือ/ Mobile No.: Email: รายละเอียด/ Details: แนบเอกสารเพิ่มเติม Add More Submit Delete ยืนยันการล้างข้อมูล × คุณต้องการ
/ Mrs. นางสาว/ Ms. ชื่อ/ Name: นามสกุล/ SurName: โทรศัพท์/ Telephone No.: มือถือ/ Mobile No.: Email: รายละเอียด/ Details: แนบเอกสารเพิ่มเติม Add More Submit Delete ยืนยันการล้างข้อมูล × คุณต้องการ
JUBILEE ENTERPRISE PUBLIC COMPANY LIMITED JUBILEE ENTERPRISE PUBLIC COMPANY LIMITED 179 BANGKOK CITY TOWER 10th FLOOR, SOUTH SATHORN ROAD, THUNGMAHAMEK SATHORN, BANGKOK 10120 PHONE : +66 (0) 2625
2019, featuring on-ground investor education activities and official launches of mobile application SEC Check First and web-based application Retirement Checkup. SEC Secretary-General Ruenvadee
companies and waiving the requirement to use the term “securities company” in the company’s title if the company has previously been engaged in other businesses. Additionally, in order to protect investors
Securities Public Company Limited ("KTBST") failed to order or act duty resulting in KTBST engaged in act which may cause damage or constitute an unfair advantage to its customers or other interested
Ms. Jittikarn Wongkampoo, Director of Corporate Communication Department, the Securities and Exchange Commission (SEC), engaged in a discussion on “Strengthening Collaboration against Scams for a
follows; (1) engaged in an act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board