e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 30
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 33
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Report/Form (Notification of Securities and Exchange Commission
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 33
e-service Online Submission See canceled document Securities Borrowing and Lending >> Fees (section 14 and 19) Type Title Section See Document Status Notified Date Effective Date 1. Act Securities
Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15
○ Prescription of Venture Capital Management Business as Securities Business (VC) ○ Prescription of Inter - Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending
proceedings.Earlier, the SEC filed criminal complaints against the four offenders on the suspicious ground that their misconduct may be liable to the offenses under the Emergency Decree on Borrowing Which Are Regarded
obligations. Also, certain terms and conditions in the relevant agreements may give rise to accounting issues; in particular, whether such transaction could be recorded as true sale or borrowing, the difference
category of securities brokerage, securities dealing, securities borrowing and lending, but excluding a company licensed to undertake securities business in the category of securities financing; “short sale