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SEC Thailand’s Public Hearing on a revision to rules and regulations of Digital Asset Businesses and ICO portals

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=597

SEC Thailand’s Public Hearing on revision to the rules on adding equity intermediary license and private fund management license.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=620

SEC Thailand’s public hearing on the proposed rules related to shareholders’ proposal of agenda for a shareholders' meeting

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=629

SEC public hearing on the amendment of rules and regulations that govern the issuance of Depository Receipts (DR)

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=660

SEC Thailand’s public hearing on the proposed rules to raise the standard of digital asset advertisement for digital asset businesses

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=781

SEC Thailand’s public hearing on draft regulations of the digital asset advertisement rules for digital asset businesses

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=814

SEC Thailand’s public hearing on draft regulations regarding to the temporary rules of the derivatives exchange and derivatives clearing house.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=924

SEC public hearing on rules regarding securities and derivatives trading services with limited discretion according to clients? pre-determined investment scope

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6494

SEC proposes rules for regulated entities that implement FinTech to provide investment services as an opportunity for people to access to capital markets

SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8675

SEC public hearing on proposed amendment to licensing rules to accommodate new securities business licenses related to equity intermediaries and private fund management

Regulation is expected to take effect in the third or fourth quarter this year. SEC is therefore proposing the amendment to the related rules to accommodate securities business undertaking in accordance

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8100