has created the ESG Product Platform as an empowering tool for investors to access information on sustainable and responsible financial products and make confident decisions on their investments. This

proceeds to their bank accounts; and 3. Making unauthorized trading decisions without clients? orders and using the clients? accounts to trade securities for her own interest. The SEC?s probe also

well as acknowledging the problem. The booth provided basic investment knowledge and sources of information for making decisions, which will help them attaining their life goals and ready for retirement

2020, we launched SEC Bond Check Version 1 to provide investors with more convenient access to important information before making investment decisions. This is part of SEC’s efforts to serve

that {B} had traded the client's securities without client's order. By admitting that trading decisions (30 percent of the transactions) were made before notifying the client, his action was therefore

securities trading as well as amount of securities and prices, all of which were acknowledged by the client's authorized person. Making securities trading decisions on behalf of client is in violation of

every six months as previously required, to provide investors with updated and adequate information for making investment decisions and keeping track of fund performance amidst volatility of the global

bourses including the Thai market as a result of foreign investors? sell-offs. Investors are advised to be prudent in their investment decisions, keeping in mind that the Thai economy remains fundamentally

not be able to make informed investment decisions. The SEC is therefore seeking public comments on the proposed regulations for the disclosure standards of SRI Fund which will be used in the

On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding