Mr. Sinsathien Aimpoolsub Mr. Sinsathien Aimpoolsub, ex-director and executive of Professional Waste Technology (1999) Plc., (PRO), together with Mr. Kriengkrai Lertsirisamphan, while being vice

Technology (1999) Plc., (PRO), together with Mr. Sinsathien Aimpoolsub, ex-director and executive, made incorrect and inaccurate accounting records from Q2/2006 to Q1/2009 concerning loans to other parties

non-prosecution order. The case was final. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry Official Dated 11/03/2015

prosecutor issued a non-prosecution order. The case was final. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry Official Dated 11/03/2015

Quantum Benchmark CorporationQuantum Benchmark Corporation Quantum Benchmark Corporation colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and

Mr. Ruangrit Pansiri Mr. Ruangrit Pansiri colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by advertising

Ms. Aroonvadee Kittikasemsak Ms. Aroonvadee Kittikasemsak colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

500,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in fine of Baht 250,000. SEC Act S.241 Criminal Complaint Filed with an Inquiry Official Dated 13/03/2015

position as a chief executive officer of TUCC. This case is in the process of the public prosecutor. SEC Act S.241 Criminal Complaint Filed with an Inquiry Official Dated 13/03/2015

Mr. Sornnon Sudtiastasilp Between March 18, 2008 and October 9, 2008, Mr. Sornnon Sudtiastasilp colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company