บัญชีของประเทศนอกกลุ่มสมาชิก AARG โดยมี นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวเปิดงาน เมื่อวันที่ 17 มิถุนายน 2564“ก.ล.ต. ไทยยินดีเป็นอย่างยิ่งที่เป็นเจ้าภาพจัดการประชุม ASEAN Audit Regulators
regulators’ sustainable finance policies in a congruent manner, and encourages innovative financial products and services, attracting funding towards the achievement of Thailand’s sustainability goals.2
. Naetchanok Wipatasinlapin, Managing Director, True4U Station Co. Ltd., said, ?we are glad to be a part of ?The Money? sponsors as this is another milestone of financial regulators? integrated efforts in
protection are equivalent to those in Thailand.? Capital market regulators of the countries where issuing companies are incorporated have the authority to collaborate with the SEC in terms of enforcement and
high-level grouping of capital market regulators from all 10 ASEAN jurisdictions, namely Brunei Darussalam, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, the Philippines, Singapore, Thailand and Viet
/News_Detail.aspx?SECID=7731 ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability, Connectivity and Resilience in the Regional
4 https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7731 ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability
intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with https://publish.sec.or.th/nrs/5726pe.doc การดำรง
qualifications, has a prohibited characteristic, performs duties defectively, or fails to comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose
violation harder to detect “Easy” to do Constraints More costly to the firms Auditor and regulators’ scrutiny and litigation risk the sum of accruals must be zero over the life of the firm. Model Test